SEC Form 5 · accession 0001123292-15-000069
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard W Smith III
Officer — EVP & Chief Operating Officer · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 6, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2014 | G | 3,950 | $0.00 | D | 1,040,697 | D | |
| Common Stock | Dec 29, 2014 | G | 3,950 | $0.00 | A | 3,950 | I | By Spouse |
| Common StockF2 | Dec 29, 2014 | G | 3,950 | $0.00 | D | 1,036,747 | D | |
| Common StockF3 | Dec 29, 2014 | G | 3,950 | $0.00 | D | 0 | I | By Spouse |
| Common Stock | holding | — | — | — | 3,304 | I | As Custodian for Daughter 1 | |
| Common Stock | holding | — | — | — | 3,304 | I | As Custodian for Daughter 2 | |
| Common Stock | holding | — | — | — | 3,304 | I | By HWS IV 2012 Trust | |
| Common Stock | holding | — | — | — | 3,304 | I | By MHS 2010 Trust | |
| Common Stock | holding | — | — | — | 3,304 | I | By MMAS 2008 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the transfer of shares to the reporting person's spouse.
- F2Represents the transfer of 790 shares to (i) each of two of the reporting person's daughters under the Uniform Transfers to Minors Act and (ii) each of the HWS IV 2012 Trust, MHS 2010 Trust, and MMAS 2008 Trust.
- F3Represents the transfer of 790 shares by the reporting person's spouse to (i) each of two of the reporting person's daughters under the Uniform Transfers to Minors Act and (ii) each of the HWS IV 2012 Trust, MHS 2010 Trust, and MMAS 2008 Trust.