SEC Form 4 · accession 0001104659-19-012515
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Warner
Officer — EVP & Chief Credit Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | M | 7,217 | $0.00 | A | 13,103 | I | By Spouse |
| Common Stock | Mar 1, 2019 | F | 2,095 | $55.15 | D | 11,008 | I | By Spouse |
| Common Stock | holding | — | — | — | 78,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Mar 1, 2019 | M | 7,217 | D | — | — | Common Stock | 7,217 | 0 | I |
Explanation of responses
- F1Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
- F2The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 1, 2019 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.