SEC Form 4 · accession 0001104659-19-009586
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Warner
Officer — EVP & Chief Credit Officer
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | A | 36,650 | $0.00 | A | 92,045 | D | |
| Common StockF2 | Feb 15, 2019 | A | 9,175 | $0.00 | A | 101,220 | D | |
| Common Stock | Feb 15, 2019 | F | 23,020 | $54.49 | D | 78,200 | D | |
| Common Stock | holding | — | — | — | 5,886 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 21, 2016, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2019, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares.
- F2The restricted stock vests in three equal annual installments beginning on February 15, 2020.