SEC Form 4 · accession 0001104659-19-005591
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Walker
Officer — Chairman & CEO · Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | M | 24,271 | $0.00 | A | 1,290,386 | D | |
| Common Stock | Jan 31, 2019 | F | 8,033 | $48.07 | D | 1,282,353 | D | |
| Common Stock | holding | — | — | — | 3,955 | I | As Custodian for Son 1 | |
| Common Stock | holding | — | — | — | 3,955 | I | As Custodian for Son 2 | |
| Common Stock | holding | — | — | — | 3,955 | I | As Custodian for Son 3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Jan 31, 2019 | M | 24,271 | D | — | — | Common Stock | 24,271 | 0 | D |
Explanation of responses
- F1Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
- F2The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on January 31, 2019 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.