SEC Form 4 · accession 0001104659-18-047434
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Warner
Officer — EVP & Chief Credit Officer
Period of report
Jul 25, 2018
Accepted (ET)
Jul 26, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2018 | M | 4,250 | $12.52 | A | 67,145 | D | |
| Common Stock | Jul 25, 2018 | M | 6,476 | $13.05 | A | 73,621 | D | |
| Common Stock | Jul 25, 2018 | M | 8,156 | $18.03 | A | 81,777 | D | |
| Common StockF2 | Jul 25, 2018 | S | 19,732 | $58.087 | D | 62,045 | D | |
| Common StockF3 | Jul 25, 2018 | S | 2,900 | $58.8828 | D | 59,145 | D | |
| Common Stock | holding | — | — | — | 21,490 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $12.52 | Jul 25, 2018 | M | 4,250 | D | Mar 24, 2014 | Mar 24, 2021 | Common Stock | 4,250 | 4,250 | D |
| Stock Options (right to buy) | $13.05 | Jul 25, 2018 | M | 6,476 | D | Apr 30, 2015 | Apr 30, 2022 | Common Stock | 6,476 | 6,479 | D |
| Stock Options (right to buy) | $18.03 | Jul 25, 2018 | M | 8,156 | D | Apr 1, 2016 | Apr 1, 2023 | Common Stock | 8,156 | 8,158 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.70 to $58.67. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.72 to $59.36. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.