SEC Form 4 · accession 0001104659-16-160655
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard W Smith III
Officer — President · Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | G | 4,458 | $0.00 | D | 827,391 | D | |
| Common StockF2 | Dec 1, 2016 | S | 15,000 | $29.1985 | D | 812,391 | D | |
| Common Stock | Nov 29, 2016 | G | 960 | $0.00 | A | 4,764 | I | As Custodian for Daughter 1 |
| Common Stock | Nov 29, 2016 | G | 960 | $0.00 | A | 4,764 | I | By ADS 2015 Trust |
| Common Stock | Nov 29, 2016 | G | 960 | $0.00 | A | 4,560 | I | By HWS IV 2012 Trust |
| Common Stock | Nov 29, 2016 | G | 960 | $0.00 | A | 4,764 | I | By MHS 2010 Trust |
| Common Stock | Nov 29, 2016 | G | 618 | $0.00 | A | 4,422 | I | By MMAS 2008 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.81 to $29.60. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.