SEC Form 4 · accession 0001104659-16-099206
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Lucas
Officer — EVP & Gen Counsel & Secretary
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Feb 19, 2016 | A | 9,153 | A | — | — | Common Stock | 9,153 | 9,153 | D |
| Restricted Stock UnitsF3,F4 | — | Feb 19, 2016 | A | 4,576 | A | — | — | Common Stock | 4,576 | 4,576 | D |
Explanation of responses
- F1Each deferred stock unit represents the right to receive one share of common stock of Walker & Dunlop, Inc. (the "Company").
- F2The deferred stock units are fully vested and will be settled in shares of the Company's common stock either (i) on a date selected by the reporting person pursuant to the Company's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.
- F3Each restricted stock unit represents the right to receive one share of common stock of the Company.
- F4The restricted stock units vest and will be settled in shares of the Company's common stock on the three-year anniversary of the grant date, subject to vesting acceleration pursuant to the Plan.