SEC Form 4 · accession 0001104659-16-097729
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Walker
Officer — Chairman & CEO · Director
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2016 | A | 7,353 | $0.00 | A | 1,533,378 | D | |
| Common Stock | Feb 15, 2016 | F | 2,202 | $20.40 | D | 1,531,176 | D | |
| Common Stock | holding | — | — | — | 2,440 | I | As Custodian for Son 1 | |
| Common Stock | holding | — | — | — | 2,440 | I | As Custodian for Son 2 | |
| Common Stock | holding | — | — | — | 2,440 | I | As Custodian for Son 3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $20.40 | Feb 15, 2016 | A | 83,218 | A | — | Feb 15, 2026 | Common Stock | 83,218 | 83,128 | D |
Explanation of responses
- F1The restricted common stock vests in three equal annual installments beginning on the first anniversary of the grant date.
- F2The stock options vest in three equal annual installments beginning on the first anniversary of the grant date.