SEC Form 4 · accession 0001104659-16-097726
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Lucas
Officer — EVP & Gen Counsel & Secretary
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2016 | A | 14,706 | $0.00 | A | 131,686 | D | |
| Common Stock | Feb 15, 2016 | F | 3,431 | $20.40 | D | 128,255 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $20.40 | Feb 15, 2016 | A | 13,870 | A | — | Feb 15, 2026 | Common Stock | 13,870 | 13,870 | D |
Explanation of responses
- F1The restricted common stock vests in three equal annual installments beginning on the first anniversary of the grant date.
- F2The stock options vest in three equal annual installments beginning on the first anniversary of the grant date.