SEC Form 4 · accession 0001104659-16-097725
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard W Smith III
Officer — President · Director
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2016 | A | 4,902 | $0.00 | A | 984,110 | D | |
| Common Stock | Feb 15, 2016 | F | 1,589 | $20.40 | D | 982,521 | D | |
| Common Stock | holding | — | — | — | 3,804 | I | As Custodian for Daughter 1 | |
| Common Stock | holding | — | — | — | 3,804 | I | By ADS 2015 Trust | |
| Common Stock | holding | — | — | — | 3,600 | I | By HWS IV 2012 Trust | |
| Common Stock | holding | — | — | — | 3,804 | I | By MHS 2010 Trust | |
| Common Stock | holding | — | — | — | 3,804 | I | By MMAS 2008 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $20.40 | Feb 15, 2016 | A | 55,479 | A | — | Feb 15, 2026 | Common Stock | 55,479 | 55,479 | D |
Explanation of responses
- F1The restricted common stock vests in three equal annual installments beginning on the first anniversary of the grant date.
- F2The stock options vest in three equal annual installments beginning on the first anniversary of the grant date.