SEC Form 4 · accession 0001104659-15-079945
Walker & Dunlop, Inc. · WD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard W Smith III
Officer — President · Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | S | 7,297 | $28.00 | D | 1,033,308 | D | |
| Common Stock | Nov 17, 2015 | S | 36,600 | $28.00 | D | 996,708 | D | |
| Common Stock | holding | — | — | — | 3,304 | I | As Custodian for Daughter 1 | |
| Common Stock | holding | — | — | — | 3,304 | I | As Custodian for Daughter 2 | |
| Common Stock | holding | — | — | — | 3,304 | I | By HWS IV 2012 Trust | |
| Common Stock | holding | — | — | — | 3,304 | I | By MHS 2010 Trust | |
| Common Stock | holding | — | — | — | 3,304 | I | By MMAS 2008 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015.