SEC Form 4 · accession 0001497275-19-000038
STATE BANK FINANCIAL CORP · STBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Rjr Balkcom
Director
Period of report
Jan 10, 2012
Accepted (ET)
Jan 3, 2019 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Jan 10, 2012 | J | 5,115 | $0.00 | A | 16,675 | D | |
| COMMON STOCKF3 | Jan 1, 2019 | D | 16,675 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution from investment fund in connection with its liquidation.
- F2Total amount reflects adjustment to the number of shares reported as beneficially owned in the reporting person's last filed report, not the amount owned as of January 10, 2012
- F3Disposed of pursuant to an agreement and plan of merger between STBZ and Cadence Bancorporation ("Cadence") in exchange for 21,193 shares of Cadence Class A common stock having a market value of $16.78 per share as of December 31, 2018, the last trading day before the effective date of the merger, which represents an exchange ratio of 1.271 shares of Cadence Class A common stock for each share of STBZ common stock.