SEC Form 4 · accession 0001497275-18-000123
STATE BANK FINANCIAL CORP · STBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheila Ray
Officer — Chief Financial Officer
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 18, 2018 | J | 3,936 | $0.00 | D | 45,364 | D | |
| COMMON STOCK | Sep 18, 2018 | F | 10,212 | $0.00 | D | 35,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person waived her rights with respect to the vesting of certain unvested restricted stock awards previously granted to her under the State Bank Financial Corporation 2011 Omnibus Equity Incentive Plan, as amended. Accordingly, the waived shares were forfeited by the reporting person and cancelled by State Bank Financial Corporation.