SEC Form 4/A · accession 0001497275-17-000011
STATE BANK FINANCIAL CORP · STBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Remer Y Brinson III
Officer — Executive Vice President
Period of report
Mar 4, 2016
Accepted (ET)
Feb 8, 2017 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 4, 2016 | P | 100 | $19.66 | A | 74,356 | D | |
| COMMON STOCKF1 | Mar 4, 2016 | P | 900 | $19.67 | A | 75,256 | D | |
| COMMON STOCKF1 | Mar 4, 2016 | P | 100 | $19.68 | A | 75,356 | D | |
| COMMON STOCKF1 | Mar 4, 2016 | P | 200 | $19.70 | A | 75,556 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On the reporting person's original Form 4 filed on March 8, 2016 (the "Original Form 4"), the reporting person reported this transaction as a sale; however, the transaction should have reflected a purchase, and therefore, the reporting person is amending the Original Form 4 to reflect a "P" (for purchase ) in Table I column 3, and an "A" (for acquisition) in Table I column 4. These amendments also affect the total securities reported as directly beneficially owned in a subsequent Form 4 filed by the reporting person on March 21, 2016 to report a gift transaction that was filed before this amendment, and which should have reflected 74,256 shares of common stock directly beneficially owned by the reporting person in Table I column 5.