SEC Form 4 · accession 0001497275-15-000150
STATE BANK FINANCIAL CORP · STBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Houser
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 9, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 8, 2015 | M | 20,000 | $10.00 | A | 73,074 | D | |
| COMMON STOCK | Dec 8, 2015 | S | 5,000 | $21.81 | D | 68,074 | D | |
| COMMON STOCK | Dec 8, 2015 | S | 10,000 | $21.84 | D | 58,074 | D | |
| COMMON STOCK | Dec 8, 2015 | S | 5,000 | $21.92 | D | 53,074 | D | |
| COMMON STOCK | Dec 8, 2015 | S | 5,000 | $22.12 | D | 48,074 | D | |
| COMMON STOCK | holding | — | — | — | 52,375 | I | BY SOUTHERN TRUST INSURANCE COMPANY |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy) | $10.00 | Dec 8, 2015 | M | 20,000 | D | Nov 13, 2009 | Nov 13, 2019 | COMMON STOCK | 20,000 | 0 | D |