SEC Form 4 · accession 0001497275-15-000140
STATE BANK FINANCIAL CORP · STBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Rjr Balkcom
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 30, 2015 | M | 2,000 | $10.00 | A | 9,182 | D | |
| COMMON STOCK | Nov 30, 2015 | F | 863 | $23.19 | D | 8,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy) | $10.00 | Nov 30, 2015 | M | 2,000 | D | Nov 13, 2009 | Nov 13, 2019 | COMMON STOCK | 2,000 | 0 | D |