SEC Form 4 · accession 0001497275-15-000006
STATE BANK FINANCIAL CORP · STBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Remer Y Brinson III
Officer — CEO, First Bank of Georgia
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Jan 1, 2015 | A | 38,256 | $0.00 | A | 38,256 | D | |
| COMMON STOCKF3,F2 | Jan 1, 2015 | A | 99 | $0.00 | A | 99 | I | By Spouse as Custodian for Minor Child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock of State Bank Financial Corporation (the "Issuer") received in exchange for 48,182 shares of common stock of Georgia-Carolina Bancshares, Inc. ("GECR") pursuant to the merger of GECR with and into the Issuer (the "Merger")
- F2The exchange ratio in the Merger was 0.794 shares of Issuer common stock and $8.85 in cash for each share of GECR common stock, with fractional shares paid in cash. On the effective date of the Merger, the most recent closing price of the Issuer's common stock was $19.98 per share, and the most recent closing price of GECR's common stock was $24.28 per share.
- F3Represents shares of common stock of Issuer received in exchange for 125 shares of common stock of GECR pursuant to the Merger of GECR