SEC Form 4 · accession 0001209191-16-138412
VivoSim Labs, INC. · VIVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Bush
Officer — General Counsel & Secretary
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2016 | F | 1,214 | $4.0017 | D | 48,786 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction represents the mandatory withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted in July 2016.
- F2This number does not include 375,000 shares of common stock underlying outstanding options held by Ms. Bush; post-transaction Ms. Bush continues to beneficially own or have a right to acquire 423,786 shares of common stock.