SEC Form 5 · accession 0001209191-16-119351
VivoSim Labs, INC. · VIVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry D Michaels
Officer — Chief Financial Officer
Period of report
Mar 31, 2016
Accepted (ET)
May 11, 2016 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 31, 2015 | G | 86,808 | $0.00 | D | 0 | D | |
| Common Stock | holding | — | — | — | 372,454 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of shares by the Reporting Person to his spouse.
- F2This number does not include 1,014,693 shares of common stock underlying outstanding options held by Mr. Michaels.