SEC Form 5 · accession 0001209191-15-060341
VivoSim Labs, INC. · VIVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Murphy
Officer — Chairman, CEO and President · Director
Period of report
Mar 31, 2015
Accepted (ET)
Jul 9, 2015 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 9, 2014 | G | 31,000 | $0.00 | D | 5,930,328 | D | |
| Common StockF2 | Oct 1, 2014 | G | 6,000 | $0.00 | D | 5,924,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions were solely a charitable contribution by the Reporting Person.
- F2This number does not include 1,391,764 shares of common stock underlying oustanding options and 30,000 shares of common stock underlying warrants held by Mr. Murphy; post-transaction Mr. Murphy continues to beneficially own or have a right to acquire 7,346,092 shares of common stock.