SEC Form 3 · accession 0001214659-18-004436
Nano Mobile Healthcare, Inc. · VNTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Groman
10% Owner
Period of report
Jun 4, 2018
Accepted (ET)
Jun 14, 2018 · 9:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.00001F1 | holding | — | — | — | 315,000 | I | Trust | |
| Common Stock, par value $0.00001F2 | holding | — | — | — | 225,000 | I | IRA | |
| Common Stock, par value $0.00001F3 | holding | — | — | — | 677,363 | I | Corporation | |
| Common Stock, par value $0.00001F4 | holding | — | — | — | 20,000 | I | Trust | |
| Common Stock, par value $0.00001F5 | holding | — | — | — | 150,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF13,F12,F6 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 5,700,000 | — | I |
| Series B Preferred StockF13,F12,F6 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 20,762,712 | — | I |
| Series B Preferred StockF13,F12,F7 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 4,237,288 | — | I |
| Series B Preferred StockF13,F12,F7 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 20,000,000 | — | I |
| Series C Preferred StockF13,F12,F8 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 241,752,085 | — | I |
| Series C Preferred StockF13,F12,F9 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 402,920,141 | — | I |
| Series C Preferred StockF13,F12,F10 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 120,876,042 | — | I |
| Series D Preferred StockF12,F11 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 87,771,845 | — | I |
| Series D Preferred StockF12,F11 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 87,771,845 | — | I |
Explanation of responses
- F1The Reporting Person is the trustee of the Groman Finnegan Investment Trust under declaration of trust dated 1/18/2002
- F10The Reporting Person is the trustee of the John E. Groman Trust dated 1/18/2002
- F11The Reporting Person is the majority shareholder of the corporations.
- F12The Preferred shares are exercisable when the company has enough common stock to convert the preferred to common.
- F13Convertible into common stock at the rate of 20,000 shares of common stock for each share Preferred Stock.
- F2The Reporting Person is the Trustee of the John Groman IRA
- F3The Reporting Person is the majority shareholder of the corporation.
- F4The Reporting Person is the trustee of the John E. Groman Trust dated 1/18/2002
- F5The Reporting Person is the spouse of the trustee and by marriage has 50% beneficial interest in the trust
- F6The Reporting Person is an Individual
- F7The Reporting Person is the majority shareholder of the corporations
- F8The Reporting Person is the spouse of the trustee of the John E. Groman Irrevocable Trust dated May 20, 2014 and by marriage has 50% beneficial interest in the trust
- F9The Reporting Person is the trustee of the Groman Finnegan Investment Trust under declaration of trust dated 1/18/2002