SEC Form 3 · accession 0001214659-18-004435
Nano Mobile Healthcare, Inc. · VNTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cara Marie Finnegan
10% Owner
Period of report
Jun 4, 2018
Accepted (ET)
Jun 14, 2018 · 9:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001497130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.00001F1 | holding | — | — | — | 300,000 | I | Trust | |
| Common Stock, par value $0.00001F2 | holding | — | — | — | 157,500 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 201,460,071 | — | I |
| Series C Preferred StockF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock, par value $0.00001 | 483,504,170 | — | I |
Explanation of responses
- F1The Reporting Person is Trustee of the John E. Groman Irrevocable Trust dated May 20, 2014, and beneficiary of 50% of the Trust's assets.
- F2The Reporting Person is a 50% beneficiary of the Groman Finnegan Investment Trust under declaration of trust dated 1/18/2002
- F3The Preferred shares are exercisable when the company has enough common stock to convert the preferred to common.
- F4Convertible into common stock at the rate of 20,000 shares of common stock for each share of Series C Preferred Stock.
- F5Series C Preferred Stock is convertible without payment.