SEC Form 4 · accession 0001209191-15-086904
Calithera Biosciences, Inc. · CALA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Molineaux
Officer — SR. VP, DEVELOPMENT
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2015 | M | 5,418 | $0.96 | A | 34,793 | D | |
| Common StockF1 | Dec 21, 2015 | M | 4,749 | $2.64 | A | 39,542 | D | |
| Common Stock | holding | — | — | — | 117,962 | I | By Trust | |
| Common Stock | holding | — | — | — | 109,112 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $0.96 | Dec 21, 2015 | M | 5,418 | D | — | May 22, 2023 | Common Stock | 5,418 | 19,506 | D |
| Employee Stock Option (Right to Buy)F3 | $2.64 | Dec 21, 2015 | M | 4,749 | D | — | Dec 16, 2023 | Common Stock | 4,749 | 18,996 | D |
| Employee Stock Option (Right to Buy)F4 | $0.48 | Dec 21, 2015 | M | 4,367 | D | — | Dec 13, 2021 | Common Stock | 4,367 | 0 | I |
| Employee Stock Option (Right to Buy)F5 | $0.48 | Dec 21, 2015 | M | 5,512 | D | — | Jun 12, 2022 | Common Stock | 5,512 | 4,410 | I |
| Employee Stock Option (Right to Buy)F6 | $0.96 | Dec 21, 2015 | M | 6,306 | D | — | May 22, 2023 | Common Stock | 6,306 | 22,703 | I |
| Employee Stock Option (Right to Buy)F7 | $2.64 | Dec 21, 2015 | M | 11,640 | D | — | Dec 16, 2023 | Common Stock | 11,640 | 73,794 | I |
Explanation of responses
- F1Includes 2,500 shares acquired under the Company's 2014 Employee Stock Purchase Plan on November 13, 2015.
- F21/48 of the Option vests in equal monthly installments one month from 05/23/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.
- F31/48 of the Option vests in equal monthly installments one month from 12/17/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.
- F41/48 of the Option vests in equal monthly installments one month from 11/07/2011. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.
- F51/48 of the Option vests in equal monthly installments one month from 03/27/2012. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.
- F61/48 of the Option vests in equal monthly installments one month from 05/23/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.
- F71/48 of the Option vests in equal monthly installments one month from 12/17/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.