SEC Form 4/A · accession 0000899243-18-006475
Calithera Biosciences, Inc. · CALA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Francesco Parlati
Officer — VP, RESEARCH
Period of report
Feb 20, 2018
Accepted (ET)
Mar 6, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2018 | M | 1,979 | $0.96 | A | 25,339 | D | |
| Common StockF1,F2 | Feb 20, 2018 | M | 3,116 | $0.96 | A | 28,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $0.96 | Feb 20, 2018 | M | 1,979 | D | — | May 22, 2023 | Common Stock | 1,979 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $0.96 | Feb 20, 2018 | M | 3,116 | D | — | May 22, 2023 | Common Stock | 3,116 | 0 | D |
Explanation of responses
- F17,967 shares were omitted from the Reporting Person's original Form 4, and also were omitted from the Reporting Person's Form 3 filed by the Reporting Person prior to the date the original Form 4 was filed.
- F2Includes 973 and 2,038 shares acquired under the Company's 2014 Employee Stock Purchase Plan on June 9, 2017 and December 8, 2017, respectively.
- F31/48th of the Option vests in equal monthly installments beginning November 15, 2012. The Option shall be subject to accelerated vesting as set fourth in the optionee's employment agreement with the Company.
- F41/48th of the Option vests in equal monthly installments one month after May 23, 2013. The Option shall be subject to accelerated vesting as set fourth in the optionee's employment agreement with the Company.