SEC Form 4 · accession 0000899243-17-028061
Calithera Biosciences, Inc. · CALA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Molineaux
Officer — SR. VP, DEVELOPMENT
Period of report
Dec 5, 2017
Accepted (ET)
Dec 6, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496671
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | M | 6,502 | $0.96 | A | 9,002 | D | |
| Common StockF1 | Dec 5, 2017 | M | 2,700 | $2.64 | A | 11,702 | D | |
| Common StockF2 | holding | — | — | — | 349,190 | I | By Trust | |
| Common Stock | holding | — | — | — | 15,368 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $0.96 | Dec 5, 2017 | M | 6,502 | D | — | May 22, 2023 | Common Stock | 6,502 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $2.64 | Dec 5, 2017 | M | 2,700 | D | — | Dec 16, 2023 | Common Stock | 2,700 | 6,006 | D |
| Employee Stock Option (Right to Buy)F3 | $0.96 | Dec 5, 2017 | M | 7,568 | D | — | May 22, 2023 | Common Stock | 7,568 | 0 | I |
| Employee Stock Option (Right to Buy)F4 | $2.64 | Dec 5, 2017 | M | 5,300 | D | — | Dec 16, 2023 | Common Stock | 5,300 | 34,030 | I |
Explanation of responses
- F1Includes 2,500 shares acquired under the Company's 2014 Employee Stock Purchase Plan on June 9, 2017.
- F2Shares are held by the Molineaux Family Trust, of which the Reporting Person is a Trustee, including 12,044 shares transferred from the Reporting Person to the Molineaux Family Trust on March 30, 2017.
- F31/48 of the Option vests in equal monthly installments one month from 05/23/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.
- F41/48 of the Option vests in equal monthly installments one month from 12/17/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company.