SEC Form 4 · accession 0001171843-17-002043
First NBC Bank Holding Co · FNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashton J Ryan Jr.
Officer — PRESIDENT · Director
Period of report
Mar 24, 2017
Accepted (ET)
Apr 7, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 24, 2017 | J | 2,880 | $0.00 | D | 469,926 | D | |
| COMMON STOCKF2 | holding | — | — | — | 745 | I | BY ISSUER ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO BUY)F3,F4 | $32.55 | Mar 24, 2017 | J | 2,223 | D | — | Mar 26, 2025 | Common Stock | 2,223 | 1,111 | D |
Explanation of responses
- F1Represents shares of unvested restricted stock, which were surrendered to the issuer without value on March 24, 2017, in accordance with the issuer's Clawback Policy.
- F2Reflects shares allocated to the account of the reporting person pursuant to the issuer's Employee Stock Ownership Plan.
- F3Represents unvested options to purchase shares of issuer common stock, which were surrendered to the issuer without value on March 24, 2017, in accordance with issuer's Clawback Policy.
- F41,111 options were scheduled to vest on March 25, 2017, and 1,112 options were scheduled to vest on March 25, 2018.