SEC Form 4 · accession 0001171843-17-002042
First NBC Bank Holding Co · FNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M. Roohi
Officer — SVP/DIRECTOR OF HR
Period of report
Mar 25, 2017
Accepted (ET)
Apr 7, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 25, 2017 | F | 104 | $3.90 | D | 2,818 | D | |
| COMMON STOCKF2 | Mar 28, 2017 | F | 39 | $3.65 | D | 2,779 | D | |
| COMMON STOCKF3 | holding | — | — | — | 604 | I | BY ISSUER ESOP | |
| COMMON STOCKF4 | holding | — | — | — | 4,500 | I | BY ISSUER 401(K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the surrender to First NBC Bank Holding Company of 104 shares to satisfy the reporting person's tax withholding obligations related to the vesting of 269 shares of restricted stock, which vested on March 25, 2017.
- F2Reflects the surrender to First NBC Bank Holding Company of 39 shares to satisfy the reporting person's tax withholding obligations related to the vesting of 100 shares of restricted stock, which vested on March 28, 2017.
- F3Reflects shares allocated to the account of the reporting person pursuant to the issuer's employee stock ownership plan.
- F4Reflects shares allocated to the account of the reporting person pursuant to the issuer's 401(k) retirement savings plan.