SEC Form 4 · accession 0001171843-15-005054
First NBC Bank Holding Co · FNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shivan Govindan
Director
Period of report
Sep 3, 2015
Accepted (ET)
Sep 8, 2015 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 3, 2015 | M | 4,000 | $14.88 | A | 4,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO BUY)F1 | $14.88 | Sep 3, 2015 | M | 4,000 | D | — | May 24, 2022 | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1The Reporting Person was granted 20,000 stock options on 05/24/2012, which vest in five equal annual installments beginning on 05/24/2013. Prior to this Form 4, the Reporting Person had exercised 8,000 stock options from the original grant.