SEC Form 4 · accession 0001171843-15-002030
First NBC Bank Holding Co · FNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M. Roohi
Officer — SVP and Director of HR
Period of report
Mar 25, 2015
Accepted (ET)
Apr 17, 2015 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 25, 2015 | A | 806 | $0.00 | A | 1,108 | D | |
| COMMON STOCKF2 | holding | — | — | — | 520 | I | BY ISSUER ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO BUY)F3 | $32.55 | Mar 25, 2015 | A | 623 | A | — | Mar 25, 2025 | Common Stock | 623 | 623 | D |
Explanation of responses
- F1Reflects 806 shares of restricted stock issued under the First NBC Bank Holding Company Stock Incentive Plan. The restricted shares have a grant date of March 25, 2015, and will vest in substantially equal installments on each of the first three anniversaries of the grant date.
- F2Reflects shares allocated to the account of the reporting person pursuant to the issuer's Employee Stock Ownership Plan and reflects additional shares allocated since the reporting person last filed a report under Section 16(a) of the Securities Exchange Act of 1934, as amended.
- F3Options vest in three equal installments beginning on 03/25/2016 and will be fully exercisable on 03/25/2018.