SEC Form 4 · accession 0001171843-15-001394
First NBC Bank Holding Co · FNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marsha S. Crowle
Officer — SEVP/CHIEF COMPLIANCE OFFICER
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 11, 2015 | M | 3,500 | $10.00 | A | 4,464 | D | |
| COMMON STOCKF2,F3 | Mar 11, 2015 | S | 3,500 | $32.29 | D | 964 | D | |
| COMMON STOCKF4 | holding | — | — | — | 594 | I | BY ISSUER ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO BUY)F5 | $10.00 | Mar 11, 2015 | M | 3,500 | D | — | May 19, 2016 | Common Stock | 3,500 | 16,500 | D |
Explanation of responses
- F1Reflects 3,500 shares of common stock acquired upon the exercise of the stock options reported in Table II.
- F2Represents the weighted average selling price of the Issuer's common stock. The range of sales prices were between $32.08 and $32.38. The Reporting Person undertakes, upon request, to provide the SEC, the Issuer and any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes 864 shares of restricted stock issued under the First NBC Bank Holding Company Stock Incentive Plan. The restricted shares have a grant date of March 28, 2014, and will vest in substantially equal installments on each of the first three anniversaries of the grant date.
- F4Reflects shares allocated to the account of the reporting person pursuant to the issuer's Employee Stock Ownership Plan.
- F5Options vested in three equal installments beginning on May 19, 2007 and became fully exercisable on May 19, 2009.