SEC Form 3/A · accession 0001104659-15-076885
First NBC Bank Holding Co · FNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owners
John M Eggemeyer III
10% Owner
J Mikesell Thomas
10% Owner
Mark G Merlo
Director · 10% Owner
CASTLE CREEK CAPITAL PARTNERS IV, LP
10% Owner
John Pietrzak
10% Owner
Castle Creek Capital IV LLC
10% Owner
Period of report
Jun 22, 2015
Accepted (ET)
Nov 9, 2015 · 6:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First NBC Bank Holding Company Common StockF1 | holding | — | — | — | 2,205,382 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Castle Creek Capital Partners IV, LP ("Fund IV"). Each of Castle Creek Capital IV LLC, John M. Eggemeyer III, J. Mikesell Thomas, Mark G. Merlo, and John T. Pietrzak may also be deemed to be the beneficial owner of the 2,205,382 shares of Common Stock held directly by Fund IV. Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital IV LLC, the sole general partner of Fund IV. Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest in Fund IV, and this report shall not be deemed an admission that Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
This Amended Form 3 is being filed solely to include J. Mikesell Thomas, Mark G. Merlo, and John T. Pietrzak as reporting persons for First NBC Bank Holding Company. Mr. Thomas, Mr. Merlo, and Mr. Pietrzak became managing principals of Castle Creek Capital Partners IV LLC on April 13, 2015.