SEC Form 4 · accession 0001209191-18-038213
REVA Medical, Inc. · RVA:AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bain Thomas
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 13, 2018 | P | 2,500 | $1.86 | A | 97,500 | I | Rob Thomas Superannuation Fund |
| Common StockF1,F2 | Jun 14, 2018 | P | 2,500 | $1.74 | A | 100,000 | I | Rob Thomas Superannuation Fund |
| Common Stock | holding | — | — | — | 37,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the purchase of 25,000 of the Issuer's CHESS Depositary Interests (CDIs) trading on the Australian Securities Exchange.
- F2The purchase was executed in the form of CDIs, trading on the Australian Securities Exchange, and as such the purchase price has been converted to a USD equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs, and the exchange rate on the date of the transaction.