SEC Form 4 · accession 0001209191-17-053407
REVA Medical, Inc. · RVA:AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandi Roberts
Officer — SVP & Chief Financial Officer
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 9:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496268
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.88 | Sep 18, 2017 | A | 190,000 | A | — | Sep 18, 2027 | Common Stock | 190,000 | 190,000 | D |
Explanation of responses
- F1The option vests and becomes exercisable as follows: 25% of the option shares vest on September 18, 2018 with the remaining option shares vesting at the rate of 2.08333% per month thereafter until fully vested.