SEC Form 4 · accession 0001209191-16-133400
REVA Medical, Inc. · RVA:AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Keating
Director
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 15, 2016 | P | 15,306 | $7.4735 | A | 18,606 | I | Stratford GEM PTY Ltd |
| Common Stock | holding | — | — | — | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the purchase of 153,061 of the Company's Chess Depository Interests (CDIs), trading on the Australian Securities Exchange.
- F2The purchase was executed in the form of CDIs, trading on the Australian Securities Exchange, and as such the purchase price has been converted to a USD equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs, and the exchange rate on the date of the transaction.
- F3Represents shares held by Stratford GEM PTY Ltd. Anne Keating is the sole director of Stratford GEM PTY Ltd. and controls the voting rights with respect to the shares held by Stratford GEM PTY Ltd. Ms. Keating disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.