SEC Form 4 · accession 0001209191-16-103712
REVA Medical, Inc. · RVA:AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Thompson
Officer — CFO & Secretary
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496268
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $4.00 | Feb 26, 2016 | A | 14,250 | A | Feb 26, 2016 | Mar 9, 2025 | Common Stock | 14,250 | 14,250 | D |
Explanation of responses
- F1On March 9, 2015, the reporting person was granted an option to purchase 47,500 shares of common stock. The option vests based on satisfaction of certain performance criteria. The performance criteria for 30% of the option was met on February 26, 2016, resulting in vesting of the option as to 14,250 shares.