SEC Form 4 · accession 0001209191-15-048096
REVA Medical, Inc. · RVA:AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Keating
Director
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2015 | A | 15,000 | $0.00 | A | 15,000 | D | |
| Common StockF2 | holding | — | — | — | 3,300 | I | Stratford GEM PTY Ltd |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units vest in full on the earlier of (i) May 27, 2016 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.
- F2Represents shares held by Stratford GEM PTY Ltd. Anne Keating is the sole director of Stratford GEM PTY Ltd and controls the voting rights with respect to the shares held by Stratford GEM PTY Ltd. Ms. Keating disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.