SEC Form 4 · accession 0001555843-17-000004
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Malpass
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 11:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | S | 10,000 | $14.65 | D | 56,411 | D | |
| Common Stock | Mar 15, 2017 | S | 35,000 | $14.71 | D | 21,411 | D | |
| Common Stock | Mar 15, 2017 | S | 1,411 | $14.72 | D | 20,000 | D | |
| Common Stock | Mar 15, 2017 | S | 20,000 | $14.76 | D | 0 | D | |
| Common Stock | holding | — | — | — | 0 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.