SEC Form 4 · accession 0001515176-18-000004
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Stone
Officer — Section 16 Officer
Period of report
Sep 6, 2018
Accepted (ET)
Sep 7, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | P | 575 | $13.75 | A | 93,351 | D | |
| Common Stock | Sep 6, 2018 | P | 2,460 | $13.7209 | A | 95,811 | D | |
| Common Stock | Sep 6, 2018 | P | 965 | $13.75 | A | 96,776 | D | |
| Common Stock | holding | — | — | — | 23,835 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.