SEC Form 4 · accession 0001515176-16-000002
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Stone
Officer — Section 16 Officer
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | P | 215 | $13.2809 | A | 83,347 | D | |
| Common Stock | Nov 4, 2016 | P | 880 | $13.2729 | A | 84,227 | D | |
| Common Stock | Nov 7, 2016 | P | 875 | $13.44 | A | 85,102 | D | |
| Common Stock | holding | — | — | — | 9,219 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.