SEC Form 4 · accession 0001515172-18-000004
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kline
Officer — President and COO
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2018 | P | 7,250 | $13.80 | A | 81,031 | D | |
| Common Stock | Sep 12, 2018 | P | 10,000 | $13.75 | A | 91,031 | D |
Table II — derivative securities
No Table II lines on this filing.