SEC Form 4/A · accession 0001515172-17-000005
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Kline
Officer — President and COO
Period of report
Dec 12, 2017
Accepted (ET)
Dec 18, 2017 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2017 | P | 900 | $14.195 | A | 43,584 | D | |
| Common Stock | Dec 12, 2017 | P | 3,064 | $14.175 | A | 46,648 | D | |
| Common Stock | Dec 12, 2017 | P | 3,536 | $14.19 | A | 50,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment to the Form 4 filed on December 13, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby.