SEC Form 4 · accession 0001515172-16-000004
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kline
Officer — President and COO
Period of report
Nov 3, 2016
Accepted (ET)
Nov 4, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | P | 400 | $13.10 | A | 27,017 | D | |
| Common Stock | Nov 4, 2016 | P | 5,040 | $13.245 | A | 32,057 | D |
Table II — derivative securities
No Table II lines on this filing.