SEC Form 4 · accession 0001515169-16-000006
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ogens
Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | P | 1,600 | $13.40 | A | 43,963 | D |
Table II — derivative securities
No Table II lines on this filing.