SEC Form 4/A · accession 0001515169-16-000004
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Ogens
Director
Period of report
Nov 12, 2015
Accepted (ET)
Feb 16, 2016 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2015 | P | 1,656 | $14.12 | A | 39,243 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment to the Form 4 filed on November 16, 2015 is being filed to correct a mathematical error in Column 5 of Table I, which previously inadvertently included an additional 644 shares held by the reporting person. No other changes are being made hereby.