SEC Form 4 · accession 0001404514-18-000006
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Wolfgruber
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | P | 2,000 | $12.54 | A | 56,009 | D | |
| Common Stock | holding | — | — | — | 3,070 | I | By Child - Heidi C. Wolfgruber | |
| Common Stock | holding | — | — | — | 3,070 | I | By Child - Christian K. Wolfgruber | |
| Common Stock | holding | — | — | — | 42,264 | I | By Spouse | |
| Common Stock | holding | — | — | — | 3,070 | I | By Child - Hayley C. Wolfgruber | |
| Common Stock | holding | — | — | — | 2,500 | I | Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber |
Table II — derivative securities
No Table II lines on this filing.