SEC Form 4 · accession 0001404514-17-000004
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Wolfgruber
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | P | 2,500 | $13.93 | A | 42,905 | D | |
| Common StockF1 | Dec 15, 2017 | P | 500 | $13.93 | A | 2,500 | I | Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber |
| Common Stock | holding | — | — | — | 27,140 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,539 | I | By Child - Heidi C. Wolfgruber | |
| Common Stock | holding | — | — | — | 2,600 | I | By Child - Hayley C. Wolfgruber | |
| Common Stock | holding | — | — | — | 2,600 | I | By Child - Christian K. Wolfgruber |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.