SEC Form 4 · accession 0001260098-18-000004
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamwee
Officer — CEO · Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | P | 12,942 | $13.70 | A | 326,733 | D | |
| Common Stock | Sep 6, 2018 | P | 2,000 | $13.73 | A | 328,733 | D | |
| Common Stock | Sep 6, 2018 | P | 58 | $13.75 | A | 328,791 | D | |
| Common Stock | holding | — | — | — | 12,000 | I | By Spouse, Dana L. Hamwee Inherited IRA |
Table II — derivative securities
No Table II lines on this filing.