SEC Form 4/A · accession 0001260098-17-000005
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Hamwee
Officer — CEO and Director · Director
Period of report
Nov 14, 2017
Accepted (ET)
Dec 18, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 14, 2017 | P | 17,109 | $14.1886 | A | 279,863 | D | |
| Common StockF2 | Nov 15, 2017 | P | 2,891 | $14.25 | A | 282,754 | D | |
| Common Stock | holding | — | — | — | 12,000 | I | By Spouse, Dana L. Hamwee Inherited IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment to the Form 4 filed on November 16, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby.
- F2The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.