SEC Form 4 · accession 0001260098-16-000002
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hamwee
Officer — CEO and Director · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | P | 17,550 | $13.325 | A | 242,650 | D | |
| Common StockF1 | Oct 31, 2016 | P | 7,450 | $13.35 | A | 250,100 | D | |
| Common Stock | holding | — | — | — | 12,000 | I | By Spouse, Dana L. Hamwee Inherited IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.