SEC Form 4 · accession 0001104659-16-095021
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Stone
Officer — Section 16 Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 9, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2016 | P | 578 | $11.50 | A | 77,444 | D | |
| Common Stock | Feb 9, 2016 | P | 1,922 | $11.51 | A | 79,366 | D | |
| Common Stock | holding | — | — | — | 8,538 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.